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Compliance Officer

Business Department:  Corporate Operations
Location: 

Singapore, SG

Partners Group is a global private markets investment manager, serving over 900 institutional investors. We have USD 109 billion in assets under management and more than 1,500 professionals across 20 offices worldwide. We realize potential in private markets by financing and developing great companies, desirable real estate and essential infrastructure. We create value in our investments through active and long-term responsible ownership.

What it's about

In this role of Compliance Officer (Singapore) you will be supporting the Head of Compliance (Singapore)  with the day-to-day compliance function and ensuring the regulatory obligations are met in accordance to regulatory changes and business needs of our Singapore entity. In addition, you will form part of the regional compliance team in Asia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business in Singapore.

 

Key Responsibilities:

  • Work closely with the Head of Compliance in Singapore together with other members of the global compliance team and other internal functions to ensure that processes, systems and controls are in place to comply with applicable regulatory requirements in Singapore.
  • Assist to complete regular / ad-hoc regulatory reporting and surveys to the relevant regulatory bodies in Singapore.
  • Handle MAS licensing requirements including individual and corporate licence applications and timely notifications, e.g. MASNET reporting.
  • Ensure regulatory obligations and procedures (ROPs) are effectively serviced and updated in a timely manner.
  • Assist to identify, interpret and implement Singapore legislation and regulation.
  • Monitor and respond to market trends and regulatory developments relevant to the business in Singapore.
  • Provide compliance advice and support to the business on applicable compliance policies and procedures.
  • Contribute to the maintenance and review of policies and procedures, ensuring they are up-to-date with relevant regulatory requirements and industry best practices.
  • Be familiar with AML/CFT requirements in Singapore, assist with client onboarding and conduct periodic assessments/ reviews.
  • Provide support in team projects and initiatives and take ownership of recurring and ad-hoc tasks.
  • Perform local compliance testing, investigate and follow-up on issues found, as needed.
What we expect
  • University graduate in Law, Business, Accounting or related discipline.

  • 3-5 years of relevant regulatory compliance experience, the Asset Management / Investment Management industry in Singapore.

  • Good knowledge of MAS requirements applicable to a CMS (fund management) licence holder.

  • Good understanding of financial products and services.

  • Self-motivated, have an analytical and independent mind-set with excellent attention to detail.

  • Strong written and verbal communication skills with the ability to present analysis and recommendation.

  • Ability to learn quickly, work under time constraints and adapt to changes flexibly.

  • Reliable when working independently, with sound judgment for when to escalate issues.

  • Team player with strong collaborative qualities and a positive demeanour.

 

What we offer

  • Fast-paced entrepreneurial and international working environment with the possibility and expectation to create significant impact from day one

  • Learn the business from some of the world’s leading private markets experts


 

www.partnersgroup.com


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